Broker-Dealers

Streamline operations. Scale efficiently. Empower advisors.

Why Broker Dealers Choose SMArtX

Manage product distribution and advisor oversight with intuitive, configurable technology designed for broker-dealers.

Modern, Ready-to-use Technology

Expand operations in a day with a ready-to-go interface for trading, portfolio comparisons, rebalancing, proposals, and more.

Seamless Integrations

Connect SMArtX to CRMs, reporting tools, custodial platforms, and internal systems. Use specific components or the full platform.

Solutions for Broker-Dealers

SMArtX

Unified managed accounts (UMA) platform for streamlined portfolio management. Execute trades, automate rebalancing reviews, manage tax overlays, and track portfolios at the sleeve level.

SMArtY

Manager-sponsored platform for custom and turnkey investment strategies. Access world-class asset managers and simplify portfolio management—all within the SMArtX interface.

Core Benefits

Product Access

Offer a diversified selection of 1,500+ strategies from 325+ asset managers in a single platform.

Streamlined Operations

Deliver products under consistent standards with configurable UMA infrastructure.

Advisor Productivity

Simplify account setup, trading, billing, and compliance to free advisors to focus on clients.

Key Advantages of Automated Trading Solutions

Automated trading solutions offered by SMArtX Advisory Solutions empower broker-dealers to enhance efficiency and minimize errors in their trading processes. By leveraging technology, firms can execute trades swiftly and accurately, ensuring they remain competitive in a fast-paced market.

For instance, automated systems can handle large volumes of trades without the risk of human error, allowing financial advisors to focus on strategic decision-making rather than operational tasks. This not only saves time but also enhances overall productivity, enabling firms to better serve their clients.

Comprehensive Reporting Tools for Enhanced Visibility

SMArtX provides robust reporting tools that offer broker-dealers comprehensive insights into their trading activities and performance metrics. These tools are designed to give financial advisors the visibility they need to make informed decisions and optimize their strategies.

With customizable reporting features, firms can generate detailed reports that reflect their unique operational needs, track performance across various portfolios, and ensure compliance with regulatory requirements. This level of transparency is crucial for maintaining trust with clients and improving overall service delivery.

Seamless Integration with Existing Systems

One of the standout features of SMArtX is its ability to integrate seamlessly with existing CRM and custodial platforms. This ensures that broker-dealers can leverage their current infrastructure while benefiting from the advanced capabilities of SMArtX's technology.

The developer-friendly APIs provided by SMArtX facilitate quick and efficient integration, minimizing disruption during the transition phase. As a result, broker-dealers can enhance their operational workflows without the need for extensive retraining or overhauling their systems.

Supporting Compliance and Risk Management

SMArtX's solutions include integrated compliance tools that help broker-dealers manage regulatory requirements effectively. By automating compliance processes, firms can reduce the risk of errors and ensure adherence to industry standards.

These tools not only streamline compliance but also provide broker-dealers with peace of mind, knowing that their operations are aligned with regulatory expectations. This proactive approach to compliance and risk management is essential for maintaining a reputable standing in the financial services industry.